Karen H. - Securities FINRA Exam SIE, Top Off 6 and 7, Series 66,65, 3, 4 and 53

Cal Tech Karen H. Tutors California Institute of Technology Students in Pasadena, CA
$65 / hr
Madison, CT
30 miles Travel Radius
In-person + Online
I have the following active licenses: series 6, 7, 65, 66, 3, 4, 24, 8 and 53. I have tutored for the SIE and new Top Off series 6 and 7 exams. I know what it takes to study and pass an exam. I am currently working in the securities industry. I have a BS in Finance from Quinnipiac University and an MBA in Finance from University of New Haven. Tutoring allows me to share my years of investment experiences and offer guidance to a student. I also maintain an active CT insurance license. My ...
Karen explains items in such a way to help you remember. You can tell she cares about your learning progress. The material to be learned takes a lot of personal study.
- Patti T. from Lewisville, TX
Karen was friendly, patient and thorough. She asked all the right questions, provided strategies in problem solving and I felt is was a valuable use of my time and money. I would highly recommend her!
- Khadijah R. from Charlotte, NC
I have had two sessions with Karen so far which have both been extremely helpful when it comes to the SIE exam. She is very kind and knowledgeable when it comes to learning the material and explains it in a way that I can understand.
- Arielle F. from Sarasota, FL
Karen was on time and organized to our session. She gave me great suggestions of how to complete and understand what I am learning to drive home the concepts _ i have a clear understanding of next steps and what I want to work on for next time.
- Sarah B. from Elmhurst, IL
Karen was incredibly helpful in contextualizing the concepts and walking me through a ton of practice problems. Specifically, I was struggling with Part 1 (Laws, Regulations and Guidelines) and she helped me understand the reasons behind the concepts and walked me through quiz bank questions. She also helped me brush on other concepts for the other 3 parts. Grateful for all her help and she definitely helped me pass the Series 65!
- Franklin K. from Chicago, IL
Karen was so wonderful and kind, she broke everything down and used charts and visuals to help me understand the material. I really enjoyed my time with her and I feel like I got a lot out of it. 10/10 would recommend Karen!
- Elicia B. from Atlantic Beach, FL
We did final review and reflection today. Karen helped me prepare my reference sheet, we went over convertible bond/parity. Karen helped me better understand that. Extremely knowleagble and helpful. We went over OID and final recommendations for suitability questions.
- Maria Laura S. from Yorba Linda, CA
Went over bonds and materials I?m not grasping accurately . Reviewed stocks, accrued interest and ind yields. Very patient and excellent at explaining. I will book more sessions with her as she really help me understand topics I was confused wirh
- Ana V. from El Paso, TX
She makes it much easier for me to understand the concepts. She makes the class fun and enjoyable. . Helped me better analyze and look for key words. Today helped me better understand margin concepts and also municipal bonds.
- Maria Laura S. from Yorba Linda, CA
Karen was awesome! She really is a nice and smart woman. I'm thankful for her time. I plan on working with her on my next two tests also.
- Alicia F. from Naples, FL
Karen is a great tutor. She is very good at simplifying the content. She understands the stuff ridiculously well, is happy to listen and also gives good feedback about the testing process. Highly recommended!!?
- Tom T. from West Bend, WI
We have been going through the study material and Karen finds a way to make all concepts relatable and easy to understand. She is so friendly and caring! I am looking forward to working with her as we continue to move forward with my study plan. She has taken the stress out of the studying plan with me and has broken down the concepts to help me regain confidence in tackling the specific subjects that I have had difficulty with thus far. I know that I will be successful with Karen?s assistance. When you are reading concepts that seem daunting, Karen goes above and beyond to make sure that all concepts are easily understood in relatable, every day terms so that these same concepts can be applied during the specific exam in question. I always feel calm and I know that I can follow her lead for the best study plan moving forward as I gear up for taking my series 7 exam.
- Christina K. from New York, NY
Karen did a great job trying to help me get a better hold of options. She really made me have some moments of clarity and helped me with sample problems so I could get more practice. Can?t wait for my next session.
- Marissa D. from Pittsburgh, PA
Karen explains topics to you in such a way that it's relatable and she doesn't in a manner that is encouraging. I've loved working with her and can't say enough good things about her!
- Michele K. from Republic, MO
I passed my Series 7 and in large part to her tutoring! Her help with options and margins were invaluable. She is very patient and has wonderful memory tricks that really helped me on the exam.
- Kate O. from Sterling, VA
I was tasked with having to take the Series 7. Options and some of the other topics were not at top of mind. Karen was great. Quickly picked up where I needed work and really helped me get over my challenges. She is really patient and was good at slowing the pace down, if needed. DON'T mess around with other tutors. Hire Karen, she is great!
- Mark R. from Chicago, IL
The best part of my tutoring session with Karen was her ability to listen to my concerns, have the knowledge and know how of answering them, and keeping things simple. Thank you so much. I passed!!!
- Ron L. from Scottsdale, AZ
I've had a few sessions with Karen discussing Options, Bonds, trading markets. She is so knowledgeable but also knows how to break it down into terminology that is easy to understand.
- Teresa P. from Puyallup, WA
Karen gave some very useful study tips that made so much information more manageable. I will continue working with her and look forward to more sessions. Wyzant system very easy to use also.
- Michael T. from Wilbraham, MA
Karen breaks down the information in layman's terms to help you understand what exactly you are asked to do in the test. The Series 65 is HARD and she is making me feel more confident and prepared!
- Nicole S. from Elizabethtown, PA
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